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Investor and industry perspectives on investment advisers and broker-dealers

Bibliographic Details
Corporate Authors: LRN-RAND Center for Corporate Ethics, Law, and Governance., ProQuest (Firm)
Other Authors: Hung, Angela A.
Format: Electronic eBook
Language:English
Published: Santa Monica, CA : Rand, c2008.
Series:Technical report (Rand Corporation) ; TR-556-SEC.
Subjects:
Securities > United States.
Securities industry > Law and legislation > United States.
Investment advisors > Legal status, laws, etc. > United States.
Stockbrokers > Legal status, laws, etc. > United States.
Electronic books.
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