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02059nam a2200445 a 4500 |
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EBC357898 |
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MiAaPQ |
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20200520144314.0 |
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m o d | |
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cr cn||||||||| |
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080118s2008 caua sb 000 0 eng |
| 010 |
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|z 2008002124
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| 020 |
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|z 9780833044037 (pbk. : alk. paper)
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|z 0833044036 (pbk. : alk. paper)
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|a (MiAaPQ)EBC357898
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|a (CaPaEBR)ebr10235200
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|a (OCoLC)437222313
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|a MiAaPQ
|c MiAaPQ
|d MiAaPQ
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|a n-us---
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|a KF1070
|b .I58 2008
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0 |
4 |
|a 346.73/0922
|2 22
|
| 245 |
0 |
0 |
|a Investor and industry perspectives on investment advisers and broker-dealers
|h [electronic resource] /
|c Angela K. Hung ... [et al.].
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| 260 |
|
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|a Santa Monica, CA :
|b Rand,
|c c2008.
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| 300 |
|
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|a xxiii, 204 p. :
|b ill. (some col.).
|
| 490 |
1 |
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|a Technical report ;
|v TR-556-SEC
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| 500 |
|
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|a "RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
|
| 504 |
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|a Includes bibliographical references (p. 199-204).
|
| 505 |
0 |
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|a Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding.
|
| 533 |
|
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|a Electronic reproduction. Ann Arbor, MI : ProQuest, 2015. Available via World Wide Web. Access may be limited to ProQuest affiliated libraries.
|
| 650 |
|
0 |
|a Securities
|z United States.
|
| 650 |
|
0 |
|a Securities industry
|x Law and legislation
|z United States.
|
| 650 |
|
0 |
|a Investment advisors
|x Legal status, laws, etc.
|z United States.
|
| 650 |
|
0 |
|a Stockbrokers
|x Legal status, laws, etc.
|z United States.
|
| 655 |
|
4 |
|a Electronic books.
|
| 700 |
1 |
|
|a Hung, Angela A.
|
| 710 |
2 |
|
|a LRN-RAND Center for Corporate Ethics, Law, and Governance.
|
| 710 |
2 |
|
|a ProQuest (Firm)
|
| 830 |
|
0 |
|a Technical report (Rand Corporation) ;
|v TR-556-SEC.
|
| 856 |
4 |
0 |
|u https://ebookcentral.proquest.com/lib/matrademy/detail.action?docID=357898
|z Click to View
|
