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India : International Organization of Securities Commission Objectives and Principles of Securities Regulation

An assessment of the level of implementation of the IOSCO principles in the Indian securities market was conducted from June 15 to July 1, 2011 as part of the Financial Sector Assessment Program (FSAP) by Ana Carvajal, Monetary and capital markets...

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Bibliographic Details
Main Authors: International Monetary Fund, World Bank
Language:English
en_US
Published: World Bank, Washington, DC 2013
Subjects:
ACCOUNTING
ACCOUNTING STANDARDS
ASSET BACKED SECURITIES
ASSET CLASSES
ASSET MANAGEMENT
ASSETS UNDER MANAGEMENT
AUDIT COMMITTEE
AUDITORS
AUDITS
BANKING REGULATION
BARRIERS TO ENTRY
BOND
BOND MARKETS
BROKER
BROKER DEALERS
BROKER-DEALERS
BROKERS
CAPITAL MARKETS
CAPITAL REQUIREMENTS
CASH MARKET
CENTRAL SECURITIES DEPOSITORIES
CERTIFICATION PROCESS
CLEARING CORPORATION
CLIENT ASSETS
CODE OF CONDUCT
COLLATERAL
COLLECTIVE INVESTMENT
COLLECTIVE INVESTMENT SCHEMES
CONFIDENTIALITY
CONFLICT OF INTEREST
CONFLICTS OF INTEREST
CORPORATE BOND
CORPORATE BOND MARKETS
CORPORATE BONDS
CORPORATE GOVERNANCE
CREDIT RATING
CREDIT RATING AGENCIES
CURRENCY
CUSTODY
DEBENTURE
DEBENTURES
DEBT
DEBT ISSUERS
DEBT OFFERINGS
DEBT SECURITIES
DEFAULT RISK
DEPOSIT
DEPOSITORY
DERIVATIVES
DERIVATIVES MARKET
DERIVATIVES MARKETS
DISCLOSURE
DISCLOSURE REQUIREMENTS
DIVIDEND
ENFORCEMENT ACTIONS
ENFORCEMENT POWERS
EQUITY DERIVATIVES
EQUITY FUNDS
EQUITY MARKET
EQUITY MARKETS
EXCHANGE BOARD
EXPOSURE
EXPOSURES
FINANCIAL COMPANIES
FINANCIAL CONGLOMERATES
FINANCIAL CRISIS
FINANCIAL MANAGEMENT
FINANCIAL MARKETS
FINANCIAL SECTOR
FINANCIAL SECTOR DEVELOPMENT
FINANCIAL SERVICES
FINANCIAL STABILITY
FINANCIAL STATEMENTS
FOREIGN EXCHANGE
FOREIGN INSTITUTIONAL INVESTORS
FOREIGN INVESTORS
FOREIGN OWNERSHIP
FORWARD CONTRACTS
FUND MANAGERS
FUTURES
GOVERNMENT SECURITIES
GUARANTEE FUND
HEDGE FUND
HEDGE FUND MANAGERS
HEDGE FUNDS
HOLDING
HOLDINGS
HUMAN RESOURCES
ILLIQUID ASSETS
ILLIQUID SECURITIES
INFORMATION SHARING
INSIDER
INSIDER TRADING
INSOLVENCY PROCEEDINGS
INSOLVENCY REGIME
INSTITUTIONAL INVESTORS
INSTRUMENT
INSURANCE
INSURANCE COMPANIES
INSURANCE POLICIES
INTEREST RATES
INTERNAL AUDIT
INTERNAL CONTROL
INTERNAL CONTROLS
INTERNATIONAL ACCOUNTING STANDARDS
INTERNATIONAL BANK
INTERNATIONAL STANDARDS
INVESTMENT RESTRICTIONS
IPOS
ISSUANCE
ISSUANCES
JOINT VENTURE
JURISDICTION
JURISDICTIONS
JUSTICE SYSTEM
LEGAL AUTHORITY
LEGAL FRAMEWORK
LEGAL PROTECTION
LEGAL PROVISION
LEGAL PROVISIONS
LEGAL SYSTEM
LEVIES
LEVY
LIQUID ASSETS
LIQUIDITY
MANAGEMENT COMPANY
MARKET CAPITALIZATION
MARKET DEVELOPMENT
MARKET DEVELOPMENTS
MARKET INFRASTRUCTURE
MARKET INTERMEDIARIES
MARKET INTERMEDIARY
MARKET MANIPULATION
MARKET PARTICIPANTS
MARKET SECURITIES
MARKET STRUCTURE
MARKET SURVEILLANCE
MARKET SURVEILLANCE SYSTEM
MARKET SURVEILLANCE SYSTEMS
MARKET TURNOVER
MINIMUM CAPITAL REQUIREMENTS
MONETARY FUND
MONEY MARKET
MONEY MARKET SECURITIES
MUTUAL FUND
MUTUAL FUNDS
NATIONAL SECURITIES
NATIONAL STOCK EXCHANGE
NONPAYMENT
PAYMENT OF DIVIDENDS
PORTFOLIO
PORTFOLIO MANAGER
PORTFOLIO MANAGERS
PORTFOLIOS
PRICE BANDS
PRIVATE PLACEMENTS
PRIVATE SECTOR DEVELOPMENT
PROFIT EXCHANGES
PROSPECTUS
PUBLIC COMPANIES
PUBLIC OFFERING
REGISTRATION PROCESS
REGISTRATION REQUIREMENTS
REGULATORS
REGULATORY AGENCIES
REGULATORY AGENCY
REGULATORY AUTHORITIES
REGULATORY FRAMEWORK
REGULATORY OVERSIGHT
REGULATORY PRACTICE
REGULATORY REGIME
REGULATORY SYSTEM
REGULATORY TREATMENT
REPO
REPUTATION
RESERVE
RESERVE BANK
RETAIL INVESTORS
RISK MANAGEMENT
RISK MANAGEMENT SYSTEM
RISK MANAGEMENT SYSTEMS
SECONDARY MARKET
SECONDARY MARKET TRADING
SECONDARY MARKETS
SECURITIES
SECURITIES COMMISSION
SECURITIES COMMISSIONS
SECURITIES EXCHANGES
SECURITIES MARKET
SECURITIES MARKETS
SECURITIES REGULATION
SECURITIES REGULATOR
SECURITIES TRANSACTION
SECURITIES TRANSACTIONS
SELF-REGULATION
SETTLEMENT
SETTLEMENT SYSTEMS
SHAREHOLDERS
STOCK EXCHANGE
STOCK EXCHANGES
SYSTEMIC RISK
TAX
TRADING
TRADING ACTIVITIES
TRADING PLATFORMS
TRADING SYSTEMS
TRADING VOLUME
TRANSFER OF SECURITIES
TRANSPARENCY
TRUSTEES
UNDERWRITERS
UNFAIR PRACTICES
VALUATION
VOLATILITY
Online Access:http://documents.worldbank.org/curated/en/2013/08/18181397/india-international-organization-securities-commission-objectives-iosco-principles-securities-regulation-detailed-assessmenr-india-international-organization-securities-commission-objectives-iosco-principles-securities-regulation-detailed-assessmenr
http://hdl.handle.net/10986/15960

Internet

http://documents.worldbank.org/curated/en/2013/08/18181397/india-international-organization-securities-commission-objectives-iosco-principles-securities-regulation-detailed-assessmenr-india-international-organization-securities-commission-objectives-iosco-principles-securities-regulation-detailed-assessmenr
http://hdl.handle.net/10986/15960

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